Studies have found that asset allocation explains more than 90% of a portfolio’s performance. Margin accounts may be sold to investors as a means of increasing their buying power to own more stock without full, immediate payment. Margin accounts are especially high risk for average investors seeking to build portfolios for retirement. Investors may suffer significant losses even in legitimate, consensual margin trading, although customers who agree to margin accounts are often not made fully aware of the risks. Brokers may also charge commissions on the sale of these securities to compensate for the deficit, further depleting investors’ resources. Bonds are debts sold by companies or government entities to investors to raise capital.
Your portfolio is overconcentrated in a particular industry, type of investment or specific investment product. Let McCarthy Lebit’s tax lawyers help you keep more of your settlement or award. Investment fraud is anybody trying to cheat somebody else out of their money.
Typically the fraudster will tell the investor that the security will earn significant funds, producing fabricated documents to further their scheme. You’ve already lost so much at the hands of those you thought you could trust. We also utilize a broad network of experts to gather as much information as we can to support your case. Work with financial experts who will calculate the extent of your damages and offer testimony regarding the securities fraud. If your advisor breached these duties, our attorneys may be able to help you receive compensation for the damages you suffered.
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Sometimes unscrupulous stockbrokers and investment advisors take advantage of your trust, and you can find yourself facing the loss of your life savings. Whether your loss is due to unsuitable investment advice, conflicts of interest, or investment fraud, all you know is your retirement income is gone. If you suffered serious investment losses, you should consult with an investment fraud attorney immediately. Coinbase Stock Loss Lawyer to you will depend on many different factors. In some stock loss scenarios, negligence of a stockbroker is the reason why you’ve lost out on your investment.
With that being said, decisions made by the arbitrators who hear your case will be final.
Recovering Fraudulent Losses in Mediation with the Help of a Stock Broker Fraud Lawyer
Most financial advisors are covered by the suitability rule, and other investment advisors are covered by the fiduciary duty rule. Almost every law firm will tell you its lawyers provide a “free initial consultation”, which usually means they’ll listen to your story and tell you how much they charge. We do an entire preliminary workup of your case, free of charge and without any obligation on your part to retain us. That’s the only way you and we can know whether you have valid and provable claims — the only kind of claims we handle. When customers offinancial servicesfirms notice investment losses, they are generally not familiar with the complex legal or regulatory issues that may constitute securities fraud, negligence, or other improper behavior.
Helping investors recover their hard-earned investment losses while holding those responsible for the losses is what we do and have done for decades. Our securities lawyers and staff have more than 100 years of combined experience in the securities industry and in securities law. The Rosca Scarlato LLC law firm represents investors nationwide in securities arbitration and litigation matters.
One of the fastest ways for investors to recover losses from an investment firm or financial advisor is through a FINRA arbitration claim. Our mission is to be able to provide the highest quality legal services to clients involved in securities arbitration or investment litigation matters, with the highest level of personalized service and attention that each client deserves. Unnecessary financial losses are never easy for our clients to deal with or address.